USPTO Patents Application 09955006

PENNIE & EDMONDS llp DOCKET NO. 5914-084

NON-PROVISIONAL PATENT APPLICATION*

As a below named inventor, I hereby declare that:

My residence, post office address and citizenship are as stated below at 201 et seq. beneath my name.

I believe I am the original, first and sole inventor if only one name is listed at 201 below, or an original, first and joint inventor if plural names
are listed at 201 et seq. below, of the subject matter which is claimed and for which a patent is sought on the invention entitled

Inhibition of the SRC Kinase Family Pathway as a Method of Treating HBV Infection and Hepatocellular Carcinoma

and for which a patent application:

□ is attached hereto and includes amendment(s) filed on (if applicable)

s was filed in the United States on September 17, 2001 as Application No. 09/955,006 (for declaration not accompanying application)
with amendment(s) filed on oj applicable)

□ was filed as PCT international Application No. on and was amended under PCT Article 19 on oj applicable)

I hereby state that I have reviewed and understand the contents of the above identified application, including the claims, as amended by any
amendment referred to above.

I acknowledge the duty to disclose information known to me to be material to patentability as defined in Title 37, Code of Federal Regulations,
§1.56.

I hereby claim foreign priority benefits under Title 35, United States Code, §1 19(a)-(d) of any foreign application(s) for patent or inventor's
certificate listed below and have also identified below any foreign application for patent or inventor's certificate having a filing date before that
of the application on which priority is claimed:

EARLIEST FOREIGN APPLICATION(S), IF ANY, FILED PRIOR TO THE FILING DATE OF THE APPLICATION

APPLICATION NUMBER

COUNTRY

DATE OF FILING
(day, month, year)

PRIORITY
CLAIMED

YES □ NO □

YES □ NO □

YES a NO □

I hereby claim the benefit under Title 35, United States Code, §1 19(e) of any United States provisional application(s) listed below.

PROVISIONAL APPLICATION NUMBER

FILING DATE

60/232,892

September 15, 2000

=^3

I hereby claim the benefit under Title 35, United States Code, §120 of any United States application(s) listed below and, insofar as the subject
matter of each of the claims of this application is not disclosed in the prior United States application in the manner provided by the first
paragraph of Title 35, United States Code §1 12, 1 acknowledge the duty to disclose information known to me which is material to patentability
as defined in Title 37, Code of Federal Regulations, §1.56 which became available between the filing date of the prior application and the
national or PCT international filing date of this application:

NON-PROVISIONAL
APPLICATION SERIAL NO.

FILING DATE

STATUS

PATENTED

PENDING

ABANDONED

* for use only when the application is assigned to a company, partnership or other organization.

(I)

NY2- 1238223.1

' PENNIE & EDM^DS llp DOCKET NO. 5914-084-999

I hereby declare that all statements made herein of my own knowledge are true and that all statements made on information and belief are
believed to be true; and further that these statements were made with the knowledge that willful false statements and the like so made are
punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of the United States Code and that such willful false statements
may jeopardize the validity of the application or any patent issuing thereon.

FULL NAME
OF INVENTOR

LAST NAME

Schneider

FIRST NAME

Robert

MIDDLE NAME
J.

2
0

RESIDENCE &
CITIZENSHIP

CITY

STATE OR FOREIGN COUNTRY

COUNTRY OF CITIZENSHIP

New York

New York

United States

*

POST OFFICE
ADDRESS

STREET

70 East 10 th Street, Apt. 15M

CITY

New York

STATE OR COUNTRY

New York

ZIP CODE

10003

SIGNATURE OF tNVENTOR 201

—

DATE

FULL NAME
OF INVENTOR

LAST NAME

Klein

FIRST NAME

Nicola

MIDDLE NAME

2
0
2

RESIDENCE &
CITIZENSHIP

CITY

Palo Alto

STATE OR FOREIGN COUNTRY

California

COUNTRY OF CITIZENSHIP

United States

POST OFFICE
ADDRESS

STREET

4179 Coulombe Drive

CITY

Palo Alto

STATE OR COUNTRY

California

ZIP CODE

94306

SIGNATURE OF INVENTOR 202

DATE

(2)

NY2- 1238223.1

As a below named inventor, I hereby declare that:

My residence, post office address and citizenship are as stated below at 201 et seq. beneath my name.

I believe I am the original, first and sole inventor if only one name is listed at 201 below, or an original, first and joint inventor if plural names
are listed at 201 et seq. below, of the subject matter which is claimed and for which a patent is sought on the invention entitled

Inhibition of the SRC Kinase Family Pathway as a Method of Treating HBV Infection and Hepatocellular Carcinoma

and for which a patent application:

□ is attached hereto and includes amendment(s) filed on ar applicable)

h was filed in the United States on September 17, 2001 as Application No, 09/955,006 (for declaration mt accompanying application)
with amendment(s) filed on oj applicable)

□ was filed as PCT international Application No. on and was amended under PCT Article 19 on oj applicable)

I hereby state that I have reviewed and understand the contents of the above identified application, including the claims, as amended by any
amendment referred to above.

I acknowledge the duty to disclose information known to me to be material to patentability as defined in Title 37, Code of Federal Regulations,
§1.56.

I hereby claim foreign priority benefits under Title 35, United States Code, §1 19(a)-(d) of any foreign application(s) for patent or inventor's
certificate listed below and have also identified below any foreign application for patent or inventor's certificate having a filing date before that
of the application on which priority is claimed:

EARLIEST FOREIGN APPLICATION(S), IF ANY, FILED PRIOR TO THE FILING DATE OF THE APPLICATION

APPLICATION NUMBER

COUNTRY

DATE OF FILING
(day, month, year)

PRIORITY
CLAIMED

YES □ NO □

YES □ NO o

YES o NO a

I hereby claim the benefit under Title 35, United States Code, §1 19(e) of any United States provisional application(s) listed below.

PROVISIONAL APPLICATION NUMBER

FILING DATE

60/232,892

September 15, 2000

I hereby claim the benefit under Title 35, United States Code, §120 of any United States application(s) listed below and, insofar as the subject
matter of each of the claims of this application is not disclosed in the prior United States application in the manner provided by the first
paragraph of Title 35, United States Code §1 12, 1 acknowledge the duty to disclose information known to me which is material to patentability
as defined in Title 37, Code of Federal Regulations, §1.56 which became available between the filing date of the prior application and the
national or PCT international filing date of this application:

NON-PROVISIONAL
APPLICATION SERIAL NO.

FILING DATE

STATUS

PATENTED

PENDING

ABANDONED

* for use only when the application is assigned to a company, partnership or other organization.

(1)

NY2 - 1238223.1

PENNIE & EDM?Mbs llp DOCKET NO. 5914-084-999

I hereby declare that all statements made herein of my own knowledge are true and that all statements made on information and belief are
believed to be true; and fiirther that these statements were made with the knowledge that willful false statements and the like so made are
punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of the United States Code and that such willful false statements
may jeopardize the validity of the application or any patent issuing thereon.

FULL NAME
OF INVENTOR

LAST NAME

Schneider

FIRST NAME

Robert

MIDDLE NAME
J.

2
0
* 1

RESIDENCE &
CITIZENSHIP

CITY

New York

STATE OR FOREIGN COUNTRY

New York

COUNTRY OF CITIZENSHIP

United States

POST OFFICE
ADDRESS

STREET

70 East 10 th Street, Apt. 15M

CITY

New York

STATE OR COUNTRY

New York

ZIP CODE

10003

SIGNATURE OF INVENTOR 201

DATE

FULL NAME
OF INVENTOR

LAST NAME

Klein

FIRST NAME

Nicola

MIDDLE NAME

2
0
2

RESIDENCE &
CITIZENSHIP

CITY

Palo Alto

STATE OR FOREIGN COUNTRY

California

COUNTRY OF CITIZENSHIP

United States

POST OFFICE
ADDRESS

STREET

4179 Coulombe Drive

CITY

Palo Alto

STATE OR COUNTRY

California

ZIP CODE

94306 ^

SIGNATURE OF INVENTOR 202

DATE

(2)

NY2- 1238223.1